Chief Compliance Officer | General Counsel
Jennifer Relien is the Chief Compliance Officer and General Counsel for C2P Enterprises, the holding company for Clarity 2 Prosperity, a financial training, coaching and IP development organization; Prosperity Capital Advisors, SEC registered investment adviser (RIA); and Clarity Insurance Marketing, best interest-focused insurance marketing organization (IMO). She is responsible for handling legal matters relating to the network of companies and compliance, supervision and regulatory matters for the investment advisory business.
Prior to joining C2P Enterprises, Jennifer Relien was vice president and associate general counsel of Advisor Group, Inc. a network of four independent and SEC dually-registered retail financial services firms, including Woodbury Financial Services, Royal Alliance Associates, Sage Point Financial, and FSC Securities Corporation. Relien provided guidance and support for legal matters relating to the network’s broker-dealer and investment advisory business with a particular focus on regulatory matters.
Relien has also served as general counsel and secretary at Thrivent Investment Management, Inc. an affiliated broker-dealer and investment adviser of Thrivent Financial, where she provided legal support across the organization and strategic direction for the firm’s distribution of financial services and proprietary and non-proprietary product offerings. Previously, Relien was vice president and assistant general counsel at US Bancorp Piper Jaffray where she provided legal advice on all matters relating to the firm’s retail business line.